With a growing level of scrutiny coming from European Regulatory bodies about the quality of data reporting, firms would be wise to consider the extent to which their Control Framework is effective. But what constitutes a “control framework”? What elements should a firm consider when designing an...
We’re all familiar with Algorithmic Trading: Using software programs given certain parameters and set to work on millions of pieces of real-time market data. The aim? To locate and execute trading opportunities the programs identify as falling within their criteria.“Algos” in tr...
Reporting transactions by an investment firm to a regulator, or National Competent Authority (NCA), has been around in its current form since the advent of MiFID II (Markets in Financial Instruments Directive: 2002/92/EC) came into effect in January 2018. Investment firms trading in a wide variet...
Paul Graham talks with MarketAxess. Accuracy and timeliness should go hand in hand. However, for Senior Managers, regulatory reporting often means dealing with problems today, caused by inaccuracies introduced in the past. To help you guard against this eventuality, MarketAxess recently spoke wit...